Adviser and broker representative · Planmember Securities Corporation
Randall M. Patrick
CRD 5833073 · Ventura, CA
At a glance
Randall M. Patrick is an investment adviser representative with Planmember Securities Corporation in Ventura, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Randall’s SEC record dates to 2012, about 13 years ago. Randall is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Planmember Securities CorporationSince December 2012Ventura, CA · $10B in regulatory assets
SEC adviser record
- Registered since
- 2012 (13 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Randall’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.