Adviser and broker representative · Cambridge Investment Research Advisors, Inc.
Sean D. Patrick
CRD 2449466 · Ventura, CA
At a glance
Sean D. Patrick is an investment adviser representative with Cambridge Investment Research Advisors, Inc. in Ventura, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Sean’s SEC record dates to 1997, about 28 years ago. Sean is also registered as a broker representative.
Current advisory firms
- Cambridge Investment Research Advisors, Inc.Since January 2022Ventura, CA · $139B in regulatory assets
- The Renaissance GroupSince August 2022Ventura, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 1997 (28 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Sean’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.