Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Santa Rosa, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Santa Rosa, A to Z.
The short answer
32 registered advisors work at LPL Financial LLC in Santa Rosa, out of 21,094 at the firm nationwide; it ranks number 2 in the city by advisors. 8 list the CFP designation and 32 are also registered broker representatives.
LPL Financial LLC advisors in Santa Rosa, A to Z
Every LPL Financial LLC advisor →- Christopher L. ArnoldCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Michael B. BagleyCertified Financial Planner · Also a broker rep
- Alan H. BermanCertified Financial Planner · Also a broker rep
- Gregory M. BlockCertified Financial Planner · Also a broker rep
- David K. BrownCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Stephen ByersAlso a broker rep
- Douglas P. CaesareAlso a broker rep
- Gavin J. CahillAlso a broker rep
- Brooks D. CrisseyCertified Financial Planner · Also a broker rep
- John Paul C. DunnbierAlso a broker rep
- Brian M. FrostAlso a broker rep
- Brett J. HowardAlso a broker rep
- Melissa S. JacobsAlso a broker rep
- Jason B. JohnsonAlso a broker rep
- Duncan G. KelmAlso a broker rep
- Cristian T. LomoroAlso a broker rep
- Ryan J. MasonAlso a broker rep
- Kevin W. OnizukaAlso a broker rep
- Jacob M. PeatyAlso a broker rep
- Arthur B. PierceAlso a broker rep
- Renee C. PierceAlso a broker rep
- Shaun B. PierceAlso a broker rep
- Gregory W. RandallCertified Financial Planner · Also a broker rep
- Jacob W. RenteriaAlso a broker rep
- Marco A. RiveraAlso a broker rep
- Jane A. ScarbroughCertified Financial Planner · Also a broker rep
- Ute Scott-SmithChartered Financial Consultant · Also a broker rep
- Michael J. SeptimoAlso a broker rep
- Oliver TrentAlso a broker rep
- Robert B. TrentAlso a broker rep
- Mark A. WalsvickAlso a broker rep
- David K. Wood Jr.Chartered Financial Consultant · Also a broker rep
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LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Santa Rosa
All Santa Rosa advisors →Morgan Stanley 50Wells Fargo Clearing Services, LLC 36Edward Jones 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Charles Schwab & Co., Inc. 13Eagle Strategies LLC 9Stifel, Nicolaus & Company, Incorporated 7Focus Partners Wealth, LLC 4Osaic Wealth, Inc. 4Raymond James & Associates, Inc. 4Commonwealth Financial Network 3J.P. Morgan Securities LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Santa Rosa?
32 investment adviser representatives are registered at LPL Financial LLC offices in Santa Rosa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 8 list the CFP designation and 32 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Santa Rosa?
LPL Financial LLC ranks number 2 in Santa Rosa by registered advisors; Morgan Stanley has the most, with 50.
How do I check a LPL Financial LLC advisor in Santa Rosa?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.