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Financial ADVSR advisor directory · SEC adviser records

Commonwealth Financial Network financial advisors in Santa Rosa, CA

Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Santa Rosa, A to Z.

The short answer

3 registered advisors work at Commonwealth Financial Network in Santa Rosa, out of 2,527 at the firm nationwide; it ranks number 12 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.

Commonwealth Financial Network advisors in Santa Rosa, A to Z

Every Commonwealth Financial Network advisor →

Commonwealth Financial Network advisors in every city and state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Commonwealth Financial Network payout grid vs. other firms →Advisor Moves: who changed firms this week →

Commonwealth Financial Network advisors in other cities

Waltham, MA 130San Diego, CA 62Glastonbury, CT 49Overland Park, KS 29Needham, MA 25New York, NY 22Worcester, MA 21Danvers, MA 19Rochester, NY 19Shelton, CT 17Dallas, TX 16Pittsford, NY 16Wilmington, NC 16Roanoke, VA 15Phoenix, AZ 14

Other firms in Santa Rosa

All Santa Rosa advisors →

Morgan Stanley 50LPL Financial LLC 36Wells Fargo Clearing Services, LLC 36Edward Jones 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Charles Schwab & Co., Inc. 13Eagle Strategies LLC 9Stifel, Nicolaus & Company, Incorporated 7Focus Partners Wealth, LLC 4Osaic Wealth, Inc. 4Raymond James & Associates, Inc. 4J.P. Morgan Securities LLC 3

Questions

How many financial advisors does Commonwealth Financial Network have in Santa Rosa?

3 investment adviser representatives are registered at Commonwealth Financial Network offices in Santa Rosa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 2,527 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.

Is Commonwealth Financial Network one of the largest advisor employers in Santa Rosa?

Commonwealth Financial Network ranks number 12 in Santa Rosa by registered advisors; Morgan Stanley has the most, with 50.

How do I check a Commonwealth Financial Network advisor in Santa Rosa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.