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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in Santa Rosa, CA

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Santa Rosa, A to Z.

The short answer

7 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Santa Rosa, out of 3,111 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors in Santa Rosa, A to Z

Every Stifel, Nicolaus & Company, Incorporated advisor →

Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Stifel, Nicolaus & Company, Incorporated advisors in other cities

St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27

Other firms in Santa Rosa

All Santa Rosa advisors →

Morgan Stanley 50LPL Financial LLC 36Wells Fargo Clearing Services, LLC 36Edward Jones 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Charles Schwab & Co., Inc. 13Eagle Strategies LLC 9Focus Partners Wealth, LLC 4Osaic Wealth, Inc. 4Raymond James & Associates, Inc. 4Commonwealth Financial Network 3J.P. Morgan Securities LLC 3

Questions

How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Santa Rosa?

7 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Santa Rosa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Santa Rosa?

Stifel, Nicolaus & Company, Incorporated ranks number 8 in Santa Rosa by registered advisors; Morgan Stanley has the most, with 50.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Santa Rosa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.