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Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Santa Rosa, CA
Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Santa Rosa, A to Z.
The short answer
17 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Santa Rosa, out of 22,882 at the firm nationwide; it ranks number 5 in the city by advisors. 1 list the CFP designation and 17 are also registered broker representatives.
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Santa Rosa, A to Z
Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →- James M. BelowAlso a broker rep
- Jefferson J. BullerAlso a broker rep
- Fernando J. CarrilloAlso a broker rep
- Jason M. FosterAlso a broker rep
- Jeffrey A. JamesAlso a broker rep
- Matthew A. JamesAlso a broker rep
- Kevin J. LeeAlso a broker rep
- Jack T. McCormickAlso a broker rep
- Calvin T. MetcalfAlso a broker rep
- Nicholas NicholsonCertified Financial Planner · Also a broker rep
- Keli J. ReindahlAlso a broker rep
- Kimberly L. RicoAlso a broker rep
- Nicholas J. SchweigertAlso a broker rep
- Drew A. SkrabolyAlso a broker rep
- Bruce B. TonasciaAlso a broker rep
- Samuel TonasciaAlso a broker rep
- David J. WachterAlso a broker rep
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities
New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175
Other firms in Santa Rosa
All Santa Rosa advisors →Morgan Stanley 50LPL Financial LLC 36Wells Fargo Clearing Services, LLC 36Edward Jones 27Charles Schwab & Co., Inc. 13Eagle Strategies LLC 9Stifel, Nicolaus & Company, Incorporated 7Focus Partners Wealth, LLC 4Osaic Wealth, Inc. 4Raymond James & Associates, Inc. 4Commonwealth Financial Network 3J.P. Morgan Securities LLC 3
Questions
How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Santa Rosa?
17 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Santa Rosa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 1 list the CFP designation and 17 are also registered as broker representatives.
Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Santa Rosa?
Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 5 in Santa Rosa by registered advisors; Morgan Stanley has the most, with 50.
How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Santa Rosa?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.