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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Santa Rosa, CA

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Santa Rosa, A to Z.

The short answer

13 registered advisors work at Charles Schwab & Co., Inc. in Santa Rosa, out of 5,933 at the firm nationwide; it ranks number 6 in the city by advisors. 3 list the CFP designation and 13 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Santa Rosa, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 788Lone Tree, CO 468Phoenix, AZ 425Orlando, FL 217Omaha, NE 201Austin, TX 197Indianapolis, IN 156New York City, NY 89Chicago, IL 88San Francisco, CA 70Richfield, OH 66St Louis, MO 61San Diego, CA 42Scottsdale, AZ 42Newport Beach, CA 40

Other firms in Santa Rosa

All Santa Rosa advisors →

Morgan Stanley 50LPL Financial LLC 36Wells Fargo Clearing Services, LLC 36Edward Jones 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Eagle Strategies LLC 9Stifel, Nicolaus & Company, Incorporated 7Focus Partners Wealth, LLC 4Osaic Wealth, Inc. 4Raymond James & Associates, Inc. 4Commonwealth Financial Network 3J.P. Morgan Securities LLC 3

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Santa Rosa?

13 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Santa Rosa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,933 nationwide. 3 list the CFP designation and 13 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Santa Rosa?

Charles Schwab & Co., Inc. ranks number 6 in Santa Rosa by registered advisors; Morgan Stanley has the most, with 50.

How do I check a Charles Schwab & Co., Inc. advisor in Santa Rosa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.