Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

J.P. Morgan Securities LLC financial advisors in Santa Rosa, CA

Every SEC-registered investment adviser representative at a J.P. Morgan Securities LLC office in Santa Rosa, A to Z.

The short answer

4 registered advisors work at J.P. Morgan Securities LLC in Santa Rosa, out of 12,967 at the firm nationwide; it ranks number 13 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

J.P. Morgan Securities LLC advisors in Santa Rosa, A to Z

Every J.P. Morgan Securities LLC advisor →

J.P. Morgan Securities LLC advisors in every city and state →J.P. Morgan Securities LLC: assets, clients and custodians →J.P. Morgan news and advisor moves →Advisor Moves: who changed firms this week →

J.P. Morgan Securities LLC advisors in other cities

New York, NY 1,919Chicago, IL 549Miami, FL 401Columbus, OH 354Houston, TX 301San Francisco, CA 294Los Angeles, CA 291Dallas, TX 228Boston, MA 226Plano, TX 212Irvine, CA 191Atlanta, GA 164Tempe, AZ 141Greenwich, CT 140San Antonio, TX 126

Other firms in Santa Rosa

All Santa Rosa advisors →

Morgan Stanley 50LPL Financial LLC 36Wells Fargo Clearing Services, LLC 36Edward Jones 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Charles Schwab & Co., Inc. 13Eagle Strategies LLC 9Stifel, Nicolaus & Company, Incorporated 7Focus Partners Wealth, LLC 4Osaic Wealth, Inc. 4Raymond James & Associates, Inc. 4Commonwealth Financial Network 3

Questions

How many financial advisors does J.P. Morgan Securities LLC have in Santa Rosa?

4 investment adviser representatives are registered at J.P. Morgan Securities LLC offices in Santa Rosa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 12,967 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is J.P. Morgan Securities LLC one of the largest advisor employers in Santa Rosa?

J.P. Morgan Securities LLC ranks number 13 in Santa Rosa by registered advisors; Morgan Stanley has the most, with 50.

How do I check a J.P. Morgan Securities LLC advisor in Santa Rosa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the J.P. Morgan Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.