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Financial ADVSR advisor directory · SEC adviser records

Raymond James & Associates, Inc. financial advisors in Santa Rosa, CA

Every SEC-registered investment adviser representative at a Raymond James & Associates, Inc. office in Santa Rosa, A to Z.

The short answer

4 registered advisors work at Raymond James & Associates, Inc. in Santa Rosa, out of 5,233 at the firm nationwide; it ranks number 11 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Raymond James & Associates, Inc. advisors in Santa Rosa, A to Z

Every Raymond James & Associates, Inc. advisor →

Raymond James & Associates, Inc. advisors in every city and state →Raymond James & Associates, Inc.: assets, clients and custodians →Raymond James news and advisor moves →Raymond James & Associates, Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

Raymond James & Associates, Inc. advisors in other cities

St. Petersburg, FL 614Memphis, TN 112New York, NY 107Houston, TX 88Atlanta, GA 82Coral Gables, FL 81Chicago, IL 70Boca Raton, FL 58St Louis, MO 58Tampa, FL 56Miami, FL 55Birmingham, MI 54Dallas, TX 54Birmingham, AL 53Louisville, KY 53

Other firms in Santa Rosa

All Santa Rosa advisors →

Morgan Stanley 50LPL Financial LLC 36Wells Fargo Clearing Services, LLC 36Edward Jones 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Charles Schwab & Co., Inc. 13Eagle Strategies LLC 9Stifel, Nicolaus & Company, Incorporated 7Focus Partners Wealth, LLC 4Osaic Wealth, Inc. 4Commonwealth Financial Network 3J.P. Morgan Securities LLC 3

Questions

How many financial advisors does Raymond James & Associates, Inc. have in Santa Rosa?

4 investment adviser representatives are registered at Raymond James & Associates, Inc. offices in Santa Rosa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,233 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Raymond James & Associates, Inc. one of the largest advisor employers in Santa Rosa?

Raymond James & Associates, Inc. ranks number 11 in Santa Rosa by registered advisors; Morgan Stanley has the most, with 50.

How do I check a Raymond James & Associates, Inc. advisor in Santa Rosa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Raymond James & Associates, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.