Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Tustin, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Tustin, A to Z.
The short answer
8 registered advisors work at LPL Financial LLC in Tustin, out of 21,094 at the firm nationwide; it ranks number 4 in the city by advisors. 2 list the CFP designation and 8 are also registered broker representatives.
LPL Financial LLC advisors in Tustin, A to Z
Every LPL Financial LLC advisor →- Christina M. BennettCertified Financial Planner · Also a broker rep
- Robert M. Garcia Jr.Also a broker rep
- Amy L. KampsAlso a broker rep
- Greg D. LongAlso a broker rep
- Tammy L. MacarthurAlso a broker rep
- Kristen C. MaxwellAlso a broker rep
- Carolina S. RoseAlso a broker rep
- Louis B. WindawiCertified Financial Planner · Also a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Tustin
All Tustin advisors →Financial Advisors Network, Inc. 10Osaic Wealth, Inc. 10J.P. Morgan Securities LLC 8My Advisors Us LLC 6U.S. Bancorp Advisors, LLC 5Wells Fargo Clearing Services, LLC 4Citigroup Global Markets Inc. 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Private Advisor Group, LLC 3Strategic Advisers LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Tustin?
8 investment adviser representatives are registered at LPL Financial LLC offices in Tustin, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 8 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Tustin?
LPL Financial LLC ranks number 4 in Tustin by registered advisors; Financial Advisors Network, Inc. has the most, with 10.
How do I check a LPL Financial LLC advisor in Tustin?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.