Financial ADVSR advisor directory · SEC adviser records
Osaic Wealth, Inc. financial advisors in Tustin, CA
Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Tustin, A to Z.
The short answer
10 registered advisors work at Osaic Wealth, Inc. in Tustin, out of 7,289 at the firm nationwide; it ranks number 2 in the city by advisors. 2 list the CFP designation and 10 are also registered broker representatives.
Osaic Wealth, Inc. advisors in Tustin, A to Z
Every Osaic Wealth, Inc. advisor →- Julia A. CaballeroAlso a broker rep
- Hayim H. CleinAlso a broker rep
- Maurice I. CleinAlso a broker rep
- Samuel F. GalatiotoAlso a broker rep
- John D. HerzogAlso a broker rep
- Christopher F. KellyAlso a broker rep
- Donna D. LeaCertified Financial Planner · Also a broker rep
- Ruben TarkhanyanCertified Financial Planner · Also a broker rep
- Juan C. VazquezAlso a broker rep
- June J. VinciAlso a broker rep
Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Wealth, Inc. advisors in other cities
Scottsdale, AZ 298Omaha, NE 54Raleigh, NC 51San Diego, CA 49Houston, TX 47Maumee, OH 47Irvine, CA 45Honolulu, HI 43Rochester, NY 40Lincoln, NE 39Overland Park, KS 37Southfield, MI 37Wichita, KS 36Melville, NY 35Dallas, TX 33
Other firms in Tustin
All Tustin advisors →Financial Advisors Network, Inc. 10J.P. Morgan Securities LLC 8LPL Financial LLC 8My Advisors Us LLC 6U.S. Bancorp Advisors, LLC 5Wells Fargo Clearing Services, LLC 4Citigroup Global Markets Inc. 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Private Advisor Group, LLC 3Strategic Advisers LLC 3
Questions
How many financial advisors does Osaic Wealth, Inc. have in Tustin?
10 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Tustin, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,289 nationwide. 2 list the CFP designation and 10 are also registered as broker representatives.
Is Osaic Wealth, Inc. one of the largest advisor employers in Tustin?
Osaic Wealth, Inc. ranks number 2 in Tustin by registered advisors; Financial Advisors Network, Inc. has the most, with 10.
How do I check a Osaic Wealth, Inc. advisor in Tustin?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.