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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Laguna Niguel, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Laguna Niguel, A to Z.

The short answer

8 registered advisors work at LPL Financial LLC in Laguna Niguel, out of 21,098 at the firm nationwide; it ranks number 4 in the city by advisors. 3 list the CFP designation and 8 are also registered broker representatives.

LPL Financial LLC advisors in Laguna Niguel, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Laguna Niguel

All Laguna Niguel advisors →

Morgan Stanley 36Tcfg Investment Advisors, LLC 16Merrill Lynch, Pierce, Fenner & Smith Incorporated 13J.P. Morgan Securities LLC 7Osaic Wealth, Inc. 5Cambridge Investment Research Advisors, Inc. 4Ehrlich Financial Group 4

Questions

How many financial advisors does LPL Financial LLC have in Laguna Niguel?

8 investment adviser representatives are registered at LPL Financial LLC offices in Laguna Niguel, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 3 list the CFP designation and 8 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Laguna Niguel?

LPL Financial LLC ranks number 4 in Laguna Niguel by registered advisors; Morgan Stanley has the most, with 36.

How do I check a LPL Financial LLC advisor in Laguna Niguel?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.