Financial ADVSR advisor directory · SEC adviser records
Osaic Wealth, Inc. financial advisors in Laguna Niguel, CA
Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Laguna Niguel, A to Z.
The short answer
5 registered advisors work at Osaic Wealth, Inc. in Laguna Niguel, out of 7,289 at the firm nationwide; it ranks number 6 in the city by advisors. 1 list the CFP designation and 5 are also registered broker representatives.
Osaic Wealth, Inc. advisors in Laguna Niguel, A to Z
Every Osaic Wealth, Inc. advisor →- Adam B. HimelsonAlso a broker rep
- Alexandria K. LopezAlso a broker rep
- David S. LopezCertified Financial Planner · Also a broker rep
- Jasper C. SchannaChartered Financial Consultant · Also a broker rep
- Heather M. SearlAlso a broker rep
Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Wealth, Inc. advisors in other cities
Scottsdale, AZ 298Omaha, NE 54Raleigh, NC 51San Diego, CA 49Houston, TX 47Maumee, OH 47Irvine, CA 45Honolulu, HI 43Rochester, NY 40Lincoln, NE 39Overland Park, KS 37Southfield, MI 37Wichita, KS 36Melville, NY 35Dallas, TX 33
Other firms in Laguna Niguel
All Laguna Niguel advisors →Morgan Stanley 36Tcfg Investment Advisors, LLC 16Merrill Lynch, Pierce, Fenner & Smith Incorporated 13LPL Financial LLC 8J.P. Morgan Securities LLC 7Cambridge Investment Research Advisors, Inc. 4Ehrlich Financial Group 4
Questions
How many financial advisors does Osaic Wealth, Inc. have in Laguna Niguel?
5 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Laguna Niguel, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,289 nationwide. 1 list the CFP designation and 5 are also registered as broker representatives.
Is Osaic Wealth, Inc. one of the largest advisor employers in Laguna Niguel?
Osaic Wealth, Inc. ranks number 6 in Laguna Niguel by registered advisors; Morgan Stanley has the most, with 36.
How do I check a Osaic Wealth, Inc. advisor in Laguna Niguel?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.