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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Laguna Niguel, CA

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Laguna Niguel, A to Z.

The short answer

13 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Laguna Niguel, out of 22,881 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 13 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Laguna Niguel, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191

Other firms in Laguna Niguel

All Laguna Niguel advisors →

Morgan Stanley 36Tcfg Investment Advisors, LLC 16LPL Financial LLC 8J.P. Morgan Securities LLC 7Osaic Wealth, Inc. 5Cambridge Investment Research Advisors, Inc. 4Ehrlich Financial Group 4

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Laguna Niguel?

13 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Laguna Niguel, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 13 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Laguna Niguel?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 3 in Laguna Niguel by registered advisors; Morgan Stanley has the most, with 36.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Laguna Niguel?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.