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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in California

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in California, by city and A to Z.

The short answer

291 registered advisors work at RBC Capital Markets, LLC in California, out of 3,473 nationwide; it's the firm's number 2 state by advisors, and the most are in San Francisco (40). 19 list the CFP designation and 291 are also registered broker representatives.

RBC Capital Markets, LLC advisors by city in California

Every firm in California →

San Francisco 40Beverly Hills 39San Diego 20San Jose 20Walnut Creek 19Newport Beach 17Greenbrae 14Irvine 14Rolling Hills 14Century City 11Fresno 10Los Angeles 10La Jolla 8Palm Desert 5Pasadena 5Seal Beach 5Monterey 4El Segundo 3El Dorado Hills 2La Canada 2Manhattan Beach 2Alameda 1Burlingame 1Cardiff 1Carlsbad 1Carmel By The Sea 1Dana Point 1Danville 1Del Mar 1Dublin 1Encino 1Lomita 1Los Gatos 1Manahattan Beach 1Milpitas 1Oceanside 1Rancho Mirage 1Rancho Santa Margarita 1Redding 1Redwood 1Rossmoor 1San Clemente 1Studio City 1Sunnyvale 1Trabuco Canyon 1Westlake Village 1Whittier 1

RBC Capital Markets, LLC advisors in California, A to Z

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RBC Capital Markets, LLC advisors in every state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC in other states

Minnesota 426New York 277Texas 210Maryland 194Florida 186New Jersey 174Pennsylvania 161Wisconsin 141Washington 140Colorado 104Virginia 101Illinois 99Connecticut 89Massachusetts 85Arizona 67Oregon 57Iowa 50North Carolina 50Georgia 47Nebraska 47Kansas 44New Hampshire 39Ohio 39Tennessee 33Montana 29Nevada 29District of Columbia 28Indiana 28South Dakota 28Maine 25Michigan 22New Mexico 22Rhode Island 18Missouri 16Idaho 14Wyoming 14Delaware 10Utah 9North Dakota 8West Virginia 7Louisiana 6South Carolina 5

Questions

How many RBC Capital Markets, LLC financial advisors are in California?

291 investment adviser representatives are registered at RBC Capital Markets, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 at the firm nationwide. 19 list the CFP designation and 291 are also registered as broker representatives.

Where in California does RBC Capital Markets, LLC have the most advisors?

San Francisco, with 40, then Beverly Hills (39). RBC Capital Markets, LLC has advisors in 47 cities in California.

How do I check a RBC Capital Markets, LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.