Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Maine

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Maine, by city and A to Z.

The short answer

25 registered advisors work at RBC Capital Markets, LLC in Maine, out of 3,473 nationwide; it's the firm's number 31 state by advisors, and the most are in Portland (16). 4 list the CFP designation and 25 are also registered broker representatives.

RBC Capital Markets, LLC advisors by city in Maine

Every firm in Maine →

Portland 16Bangor 8Berwick 1

RBC Capital Markets, LLC advisors in Maine, A to Z

Search by name →

RBC Capital Markets, LLC advisors in every state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC in other states

Minnesota 426California 290New York 277Texas 210Maryland 194Florida 186New Jersey 174Pennsylvania 161Wisconsin 141Washington 140Colorado 104Virginia 101Illinois 99Connecticut 89Massachusetts 85Arizona 67Oregon 57Iowa 50North Carolina 50Georgia 47Nebraska 47Kansas 44New Hampshire 39Ohio 39Tennessee 33Montana 29Nevada 29District of Columbia 28Indiana 28South Dakota 28Michigan 22New Mexico 22Rhode Island 18Missouri 16Idaho 14Wyoming 14Delaware 10Utah 9North Dakota 8West Virginia 7Louisiana 6South Carolina 5

Questions

How many RBC Capital Markets, LLC financial advisors are in Maine?

25 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 at the firm nationwide. 4 list the CFP designation and 25 are also registered as broker representatives.

Where in Maine does RBC Capital Markets, LLC have the most advisors?

Portland, with 16, then Bangor (8). RBC Capital Markets, LLC has advisors in 3 cities in Maine.

How do I check a RBC Capital Markets, LLC advisor in Maine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.