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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in New York

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in New York, by city and A to Z.

The short answer

287 registered advisors work at RBC Capital Markets, LLC in New York, out of 3,473 nationwide; it's the firm's number 3 state by advisors, and the most are in New York (150). 9 list the CFP designation and 287 are also registered broker representatives.

RBC Capital Markets, LLC advisors by city in New York

Every firm in New York →

New York 150Syracuse 33Williamsville 21Rochester 16Jericho 15Watertown 8Albany 7Purchase 7White Plains 4Brewster 1Bronx 1Cazenovia 1Hampton Bays 1Manlius 1Massapequa 1Melville 1Monsey 1Northport 1Peekskill 1Pennellville 1Rye 1Rye Brook 1Skaneateles 1Smithtown 1West Nyack 1

RBC Capital Markets, LLC advisors in New York, A to Z

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RBC Capital Markets, LLC advisors in every state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC in other states

Minnesota 426California 290Texas 210Maryland 194Florida 186New Jersey 174Pennsylvania 161Wisconsin 141Washington 140Colorado 104Virginia 101Illinois 99Connecticut 89Massachusetts 85Arizona 67Oregon 57Iowa 50North Carolina 50Georgia 47Nebraska 47Kansas 44New Hampshire 39Ohio 39Tennessee 33Montana 29Nevada 29District of Columbia 28Indiana 28South Dakota 28Maine 25Michigan 22New Mexico 22Rhode Island 18Missouri 16Idaho 14Wyoming 14Delaware 10Utah 9North Dakota 8West Virginia 7Louisiana 6South Carolina 5

Questions

How many RBC Capital Markets, LLC financial advisors are in New York?

287 investment adviser representatives are registered at RBC Capital Markets, LLC offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 at the firm nationwide. 9 list the CFP designation and 287 are also registered as broker representatives.

Where in New York does RBC Capital Markets, LLC have the most advisors?

New York, with 150, then Syracuse (33). RBC Capital Markets, LLC has advisors in 25 cities in New York.

How do I check a RBC Capital Markets, LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.