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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Connecticut

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Connecticut, by city and A to Z.

The short answer

91 registered advisors work at RBC Capital Markets, LLC in Connecticut, out of 3,473 nationwide; it's the firm's number 14 state by advisors, and the most are in Farmington (17). 9 list the CFP designation and 91 are also registered broker representatives.

RBC Capital Markets, LLC advisors by city in Connecticut

Every firm in Connecticut →

Farmington 17Glastonbury 17Stamford 17Westport 17Hartford 13Norwalk 2Burlington 1Darien 1Ellington 1Manchester 1New Canaan 1Wilton 1

RBC Capital Markets, LLC advisors in Connecticut, A to Z

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RBC Capital Markets, LLC in other states

Minnesota 426California 290New York 277Texas 210Maryland 194Florida 186New Jersey 174Pennsylvania 161Wisconsin 141Washington 140Colorado 104Virginia 101Illinois 99Massachusetts 85Arizona 67Oregon 57Iowa 50North Carolina 50Georgia 47Nebraska 47Kansas 44New Hampshire 39Ohio 39Tennessee 33Montana 29Nevada 29District of Columbia 28Indiana 28South Dakota 28Maine 25Michigan 22New Mexico 22Rhode Island 18Missouri 16Idaho 14Wyoming 14Delaware 10Utah 9North Dakota 8West Virginia 7Louisiana 6South Carolina 5

Questions

How many RBC Capital Markets, LLC financial advisors are in Connecticut?

91 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 at the firm nationwide. 9 list the CFP designation and 91 are also registered as broker representatives.

Where in Connecticut does RBC Capital Markets, LLC have the most advisors?

Farmington, with 17, then Glastonbury (17). RBC Capital Markets, LLC has advisors in 12 cities in Connecticut.

How do I check a RBC Capital Markets, LLC advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.