Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Wisconsin

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Wisconsin, by city and A to Z.

The short answer

141 registered advisors work at RBC Capital Markets, LLC in Wisconsin, out of 3,473 nationwide; it's the firm's number 9 state by advisors, and the most are in Milwaukee (28). 10 list the CFP designation and 141 are also registered broker representatives.

RBC Capital Markets, LLC advisors by city in Wisconsin

Every firm in Wisconsin →

Milwaukee 28Green Bay 25Brookfield 16Madison 15Mequon 15Delafield 12Minocqua 7Appleton 6Sturgeon Bay 5Fond Du Lac 4Eau Claire 2Fox Point 1Oak Creek 1St Francis 1Stevens Point 1Wauwatosa 1Woodruff 1

RBC Capital Markets, LLC advisors in Wisconsin, A to Z

Search by name →

RBC Capital Markets, LLC advisors in every state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC in other states

Minnesota 426California 290New York 277Texas 210Maryland 194Florida 186New Jersey 174Pennsylvania 161Washington 140Colorado 104Virginia 101Illinois 99Connecticut 89Massachusetts 85Arizona 67Oregon 57Iowa 50North Carolina 50Georgia 47Nebraska 47Kansas 44New Hampshire 39Ohio 39Tennessee 33Montana 29Nevada 29District of Columbia 28Indiana 28South Dakota 28Maine 25Michigan 22New Mexico 22Rhode Island 18Missouri 16Idaho 14Wyoming 14Delaware 10Utah 9North Dakota 8West Virginia 7Louisiana 6South Carolina 5

Questions

How many RBC Capital Markets, LLC financial advisors are in Wisconsin?

141 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 at the firm nationwide. 10 list the CFP designation and 141 are also registered as broker representatives.

Where in Wisconsin does RBC Capital Markets, LLC have the most advisors?

Milwaukee, with 28, then Green Bay (25). RBC Capital Markets, LLC has advisors in 17 cities in Wisconsin.

How do I check a RBC Capital Markets, LLC advisor in Wisconsin?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.