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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Rhode Island, by city and A to Z.

The short answer

18 registered advisors work at RBC Capital Markets, LLC in Rhode Island, out of 3,473 nationwide; it's the firm's number 34 state by advisors, and the most are in Providence (17). 2 list the CFP designation and 18 are also registered broker representatives.

RBC Capital Markets, LLC advisors by city in Rhode Island

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Providence 17Cranston 1

RBC Capital Markets, LLC advisors in Rhode Island, A to Z

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RBC Capital Markets, LLC in other states

Minnesota 426California 290New York 277Texas 210Maryland 194Florida 186New Jersey 174Pennsylvania 161Wisconsin 141Washington 140Colorado 104Virginia 101Illinois 99Connecticut 89Massachusetts 85Arizona 67Oregon 57Iowa 50North Carolina 50Georgia 47Nebraska 47Kansas 44New Hampshire 39Ohio 39Tennessee 33Montana 29Nevada 29District of Columbia 28Indiana 28South Dakota 28Maine 25Michigan 22New Mexico 22Missouri 16Idaho 14Wyoming 14Delaware 10Utah 9North Dakota 8West Virginia 7Louisiana 6South Carolina 5

Questions

How many RBC Capital Markets, LLC financial advisors are in Rhode Island?

18 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 at the firm nationwide. 2 list the CFP designation and 18 are also registered as broker representatives.

Where in Rhode Island does RBC Capital Markets, LLC have the most advisors?

Providence, with 17, then Cranston (1). RBC Capital Markets, LLC has advisors in 2 cities in Rhode Island.

How do I check a RBC Capital Markets, LLC advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.