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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Milpitas, CA

Every SEC-registered investment adviser representative at a firm office in Milpitas, with the firms that employ the most of them.

42 registered advisors work in Milpitas; the most are at Ni Advisors (12). 0 list the CFP designation and 40 are also registered broker representatives.

Firms with the most advisors in Milpitas

FirmAdvisors in Milpitas
Ni Advisors12
Charles Schwab & Co., Inc. news5
Merrill Lynch, Pierce, Fenner & Smith Incorporated news4
Osaic Wealth, Inc. news4
Strategic Advisers LLC4
J.P. Morgan Securities LLC news3
LPL Financial LLC news3
Citigroup Global Markets Inc. news1
Independent Financial Group, LLC1
New Assets Investment Advisors LLC1
Oneamerica Securities, Inc.1
Osaic Advisory Services, LLC news1
The Guardino Financial Group1
U.S. Bancorp Advisors, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Milpitas, A to Z

Search all of California →

Other cities in California

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San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Milpitas, CA?

42 investment adviser representatives are registered at firm offices in Milpitas, California, according to the SEC's Investment Adviser Public Disclosure records. 40 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Milpitas?

Ni Advisors, with 12 registered advisors in Milpitas, followed by Charles Schwab & Co., Inc. with 5.

How do I check a financial advisor in Milpitas?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.