Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Rolling Hills, CA
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Rolling Hills, A to Z.
The short answer
17 registered advisors work at RBC Capital Markets, LLC in Rolling Hills, out of 3,466 at the firm nationwide; it ranks number 1 in the city by advisors. 2 list the CFP designation and 17 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Rolling Hills, A to Z
Every RBC Capital Markets, LLC advisor →- Neil K. FujitaAlso a broker rep
- Alan E. GoldsteinAlso a broker rep
- Luis A. GutierrezAlso a broker rep
- Steven M. KeesalAlso a broker rep
- David M. KirkseyAlso a broker rep
- Teresa C. OrtegaAlso a broker rep
- Lauren Y. PhanAlso a broker rep
- Larry K. PrutchAlso a broker rep
- Ryan J. PulverAlso a broker rep
- Frederick O. Robertshaw Jr.Also a broker rep
- Leslie RobertshawAlso a broker rep
- Shannon T. RyanCertified Financial Planner · Also a broker rep
- Roya SalehiradAlso a broker rep
- Rachel C. ThurmanAlso a broker rep
- Mark E. ToumajianAlso a broker rep
- Cengiz N. VolkanAlso a broker rep
- Carol A. WilshireCertified Financial Planner · Also a broker rep
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RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Rolling Hills
All Rolling Hills advisors →Questions
How many financial advisors does RBC Capital Markets, LLC have in Rolling Hills?
17 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Rolling Hills, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 2 list the CFP designation and 17 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Rolling Hills?
RBC Capital Markets, LLC ranks number 1 in Rolling Hills by registered advisors, ahead of J.P. Morgan Securities LLC (5).
How do I check a RBC Capital Markets, LLC advisor in Rolling Hills?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.