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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rolling Hills, CA

Every SEC-registered investment adviser representative at a firm office in Rolling Hills, with the firms that employ the most of them.

21 registered advisors work in Rolling Hills; the most are at RBC Capital Markets, LLC (14). 1 list the CFP designation and 20 are also registered broker representatives.

Firms with the most advisors in Rolling Hills

FirmAdvisors in Rolling Hills
RBC Capital Markets, LLC news14
J.P. Morgan Securities LLC news5
Acquirers Funds, LLC1
Emerson Equity LLC1

Advisors in Rolling Hills, A to Z

CFP advisors in Rolling Hills →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Rolling Hills, CA?

21 investment adviser representatives are registered at firm offices in Rolling Hills, California, according to the SEC's Investment Adviser Public Disclosure records. 20 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Rolling Hills?

RBC Capital Markets, LLC, with 14 registered advisors in Rolling Hills, followed by J.P. Morgan Securities LLC with 5.

How do I check a financial advisor in Rolling Hills?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.