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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Los Angeles, A to Z.

The short answer

14 registered advisors work at RBC Capital Markets, LLC in Los Angeles, out of 3,466 at the firm nationwide; it ranks number 41 in the city by advisors. 0 list the CFP designation and 14 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Los Angeles, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55

Questions

How many financial advisors does RBC Capital Markets, LLC have in Los Angeles?

14 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 14 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Los Angeles?

RBC Capital Markets, LLC ranks number 41 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.

How do I check a RBC Capital Markets, LLC advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.