Financial ADVSR advisor directory · SEC adviser records
Financial advisors in La Canada, CA
Every SEC-registered investment adviser representative at a firm office in La Canada, with the firms that employ the most of them.
11 registered advisors work in La Canada; the most are at J.P. Morgan Securities LLC (3). 0 list the CFP designation and 9 are also registered broker representatives.
Firms with the most advisors in La Canada
| Firm | Advisors in La Canada |
|---|---|
| J.P. Morgan Securities LLC news | 3 |
| RBC Capital Markets, LLC news | 2 |
| Alliancebernstein L.P. | 1 |
| Carnegie Wealth Management LLC | 1 |
| Diversify Advisory Services, LLC | 1 |
| Exciten Capital LLC | 1 |
| Park Avenue Securities LLC | 1 |
| U.S. Bancorp Advisors, LLC | 1 |
Advisors in La Canada, A to Z
Search all of California →- Brian BasilioJ.P. Morgan Securities LLC
- Christopher J. ClarksonAlliancebernstein L.P. · Chartered Financial Analyst
- John O. Fogarty Jr.RBC Capital Markets, LLC · Certified Financial Planner
- Dominic HartJ.P. Morgan Securities LLC
- Marcus I. HwongJ.P. Morgan Securities LLC
- Doron KochaviCarnegie Wealth Management LLC
- Michael D. LerianRBC Capital Markets, LLC
- Paul LiExciten Capital LLC · Chartered Financial Analyst
- Sean MouncePark Avenue Securities LLC
- Nancy B. VegaU.S. Bancorp Advisors, LLC
- Craig R. WatanabeDiversify Advisory Services, LLC · Certified Financial Planner
Other cities in California
All of California →San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359
Questions
How many financial advisors are in La Canada, CA?
11 investment adviser representatives are registered at firm offices in La Canada, California, according to the SEC's Investment Adviser Public Disclosure records. 9 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in La Canada?
J.P. Morgan Securities LLC, with 3 registered advisors in La Canada, followed by RBC Capital Markets, LLC with 2.
How do I check a financial advisor in La Canada?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.