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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Irvine, CA

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Irvine, A to Z.

The short answer

11 registered advisors work at RBC Capital Markets, LLC in Irvine, out of 3,466 at the firm nationwide; it ranks number 35 in the city by advisors. 1 list the CFP designation and 11 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Irvine, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Irvine

All Irvine advisors →

J.P. Morgan Securities LLC 179Wells Fargo Clearing Services, LLC 135Morgan Stanley 101Merrill Lynch, Pierce, Fenner & Smith Incorporated 69LPL Financial LLC 66LPL Enterprise, LLC 59Equitable Advisors, LLC 51Osaic Wealth, Inc. 45Cooper McManus 34Strategic Advisers LLC 30UBS Financial Services Inc. 29Charles Schwab & Co., Inc. 27

Questions

How many financial advisors does RBC Capital Markets, LLC have in Irvine?

11 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Irvine, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Irvine?

RBC Capital Markets, LLC ranks number 35 in Irvine by registered advisors; J.P. Morgan Securities LLC has the most, with 179.

How do I check a RBC Capital Markets, LLC advisor in Irvine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.