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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rancho Santa Margarita, CA

Every SEC-registered investment adviser representative at a firm office in Rancho Santa Margarita, with the firms that employ the most of them.

The short answer

14 registered advisors work in Rancho Santa Margarita; the most are at J.P. Morgan Securities LLC (2). 3 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in Rancho Santa Margarita

FirmAdvisors in Rancho Santa Margarita
J.P. Morgan Securities LLC news2
Strategic Advisers LLC2
Ballast Rock Private Wealth1
Capital Client Group, Inc.1
Edward Jones news1
LPL Financial LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Osaic Wealth, Inc. news1
RBC Capital Markets, LLC news1
Templeman Wealth Management Inc.1
Transamerica Financial Advisors, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Rancho Santa Margarita, A to Z

CFP advisors in Rancho Santa Margarita →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Rancho Santa Margarita, CA?

14 investment adviser representatives are registered at firm offices in Rancho Santa Margarita, California, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Rancho Santa Margarita?

J.P. Morgan Securities LLC, with 2 registered advisors in Rancho Santa Margarita, followed by Strategic Advisers LLC with 2.

How do I check a financial advisor in Rancho Santa Margarita?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.