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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Palm Desert, CA

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Palm Desert, A to Z.

The short answer

5 registered advisors work at RBC Capital Markets, LLC in Palm Desert, out of 3,473 at the firm nationwide; it ranks number 10 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Palm Desert, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 191New York, NY 150Florham Park, NJ 91Wayzata, MN 71Seattle, WA 64Houston, TX 59Vienna, VA 59Dallas, TX 44Leawood, KS 42Atlanta, GA 41San Francisco, CA 40Beverly Hills, CA 39Boston, MA 39Edina, MN 39Annapolis, MD 36

Other firms in Palm Desert

All Palm Desert advisors →

Morgan Stanley 23Wells Fargo Clearing Services, LLC 18Keystone Private Wealth 12Raymond James & Associates, Inc. 12Cypress Wealth Services, LLC 9The Wealth Consulting Group 8Hoainvest LLC 6J.P. Morgan Securities LLC 5Merrill Lynch, Pierce, Fenner & Smith Incorporated 5D.A. Davidson & Co. 4Fortem Financial Group, LLC 4LPL Financial LLC 4

Questions

How many financial advisors does RBC Capital Markets, LLC have in Palm Desert?

5 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Palm Desert, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Palm Desert?

RBC Capital Markets, LLC ranks number 10 in Palm Desert by registered advisors; Morgan Stanley has the most, with 23.

How do I check a RBC Capital Markets, LLC advisor in Palm Desert?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.