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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Pasadena, CA

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Pasadena, A to Z.

The short answer

5 registered advisors work at RBC Capital Markets, LLC in Pasadena, out of 3,466 at the firm nationwide; it ranks number 42 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Pasadena, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Pasadena

All Pasadena advisors →

Morgan Stanley 129Merrill Lynch, Pierce, Fenner & Smith Incorporated 111Wells Fargo Clearing Services, LLC 93Wedbush Securities Inc. 84UBS Financial Services Inc. 58LPL Financial LLC 49Cetera Investment Advisers LLC 43J.P. Morgan Securities LLC 43Strategic Advisers LLC 39Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 21Citigroup Global Markets Inc. 17

Questions

How many financial advisors does RBC Capital Markets, LLC have in Pasadena?

5 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Pasadena?

RBC Capital Markets, LLC ranks number 42 in Pasadena by registered advisors; Morgan Stanley has the most, with 129.

How do I check a RBC Capital Markets, LLC advisor in Pasadena?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.