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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Yuba City, CA

Every SEC-registered investment adviser representative at a firm office in Yuba City, with the firms that employ the most of them.

34 registered advisors work in Yuba City; the most are at Edward Jones (10). 3 list the CFP designation and 33 are also registered broker representatives.

Firms with the most advisors in Yuba City

FirmAdvisors in Yuba City
Edward Jones news10
Ameriprise Financial Services, LLC news4
LPL Financial LLC news4
Allworth Financial, L.P. news2
Cetera Investment Advisers LLC news2
Commonwealth Financial Network news2
Osaic Wealth, Inc. news2
Wells Fargo Clearing Services, LLC news2
Baer Investment Advisory LLC1
Eagle Strategies LLC1
Golden State Wealth Management, LLC1
International Assets Investment Management, LLC1
J.P. Morgan Securities LLC news1
Principal Asset Management1

Advisors in Yuba City, A to Z

CFP advisors in Yuba City →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Yuba City, CA?

34 investment adviser representatives are registered at firm offices in Yuba City, California, according to the SEC's Investment Adviser Public Disclosure records. 33 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Yuba City?

Edward Jones, with 10 registered advisors in Yuba City, followed by Ameriprise Financial Services, LLC with 4.

How do I check a financial advisor in Yuba City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.