Adviser and broker representative · Principal Asset Management
Jonathan M. Apsley
CRD 2786696 · Yuba City, CA
At a glance
Jonathan M. Apsley is an investment adviser representative with Principal Asset Management in Yuba City, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Jonathan’s SEC record dates to 2021, about 4 years ago. Jonathan is also registered as a broker representative. Designations on file: Chartered Financial Analyst.
Current advisory firm
- Principal Asset ManagementSince December 2021Yuba City, CA · $428B in regulatory assets
SEC adviser record
- Registered since
- 2021 (4 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Jonathan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.