Adviser and broker representative · Principal Asset Management
Colin J. Arnold
CRD 6351236 · Lemont, IL
At a glance
Colin J. Arnold is an investment adviser representative with Principal Asset Management in Lemont, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Colin’s SEC record dates to 2014, about 12 years ago. Colin is also registered as a broker representative.
Current advisory firm
- Principal Asset ManagementSince January 2026Lemont, IL · $428B in regulatory assets
SEC adviser record
- Registered since
- 2014 (12 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Colin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Principal Asset Management
- Clint K. AndersonGreer
- Russell J. AnthoferDes Moines
- Jonathan M. ApsleyYuba City · Chartered Financial Analyst
- Angela M. AultBainbridge Island
- Peter R. AyoubVillanova · Certified Financial Planner
- Wyatt A. BoshartDes Moines
- Kari L. BrettDes Moines
- Michael E. BurkeMiami
Every advisor at Principal Asset Management →Principal Asset Management: assets, clients and custodians →Financial advisors in Lemont, IL →Advisor Moves: who changed firms this week →