Adviser and broker representative · Ameriprise Financial Services, LLC
Michael Pettit
CRD 4407900 · El Dorado Hills, CA
At a glance
Michael Pettit is an investment adviser representative with Ameriprise Financial Services, LLC in El Dorado Hills, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Michael’s SEC record dates to 2010, about 16 years ago. Michael is also registered as a broker representative.
Current advisory firm
- Ameriprise Financial Services, LLCSince July 2010El Dorado Hills, CA · $660B in regulatory assets
SEC adviser record
- Registered since
- 2010 (16 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Michael’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.