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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in San Carlos, CA

Every SEC-registered investment adviser representative at a firm office in San Carlos, with the firms that employ the most of them.

The short answer

42 registered advisors work in San Carlos; the most are at Ma Private Wealth, LLC (5). 11 list the CFP designation and 26 are also registered broker representatives.

Firms with the most advisors in San Carlos

FirmAdvisors in San Carlos
Ma Private Wealth, LLC5
LPL Financial LLC news4
Private Advisor Group, LLC3
Wells Fargo Clearing Services, LLC news3
Abacus Wealth Partners2
Edward Jones news2
Emerson Equity LLC2
J.P. Morgan Securities LLC news2
Strategic Advisers LLC2
U.S. Bancorp Advisors, LLC2
Ameritas Advisory Services, LLC1
Brickley Wealth Management1
Citigroup Global Markets Inc. news1
Creative Planning news1
Equilibrium Wealth LLC1
Mariner news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Missionsquare Retirement1
Osaic Wealth, Inc. news1
Releve Financial Group1
Sea Breeze Analytics1
T. Rowe Price Associates, Inc.1
Vested Financial Planning, LLC1
Wealthfront Advisers LLC1
Wellth Advisory Services, LLC1

Advisors in San Carlos, A to Z

CFP advisors in San Carlos →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in San Carlos, CA?

42 investment adviser representatives are registered at firm offices in San Carlos, California, according to the SEC's Investment Adviser Public Disclosure records. 26 of them are also registered as broker representatives, and 11 list the CFP designation.

Which firm has the most financial advisors in San Carlos?

Ma Private Wealth, LLC, with 5 registered advisors in San Carlos, followed by LPL Financial LLC with 4.

How do I check a financial advisor in San Carlos?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.