Asset manager
Wellth Advisory Services, LLC
SEC-registered investment adviser · CRD 330537 · SEC 801-130037
At a glance
Wellth Advisory Services, LLC is an SEC-registered investment adviser based in United States, with $26.7 billion in regulatory assets under management as of its Form ADV filed August 31, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 2,434 individual clients. By Form ADV it is a asset manager, ranked 319th of 3,218 asset managers and 707th of 17,210 SEC-registered advisers by assets.
srpretire.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $27B
- Rank among asset managers
- #319 of 3,218
- Rank among all SEC RIAs
- #707 of 17,210
- Individual clients
- 2,434
- High-net-worth clients
- 246
- Accounts
- 3,889
- Discretionary
- 35% of AUM
- Employees
- 74
- Advisory staff
- 73
- Offices
- 32
Owners and executives on its Form ADV
- Sarah A. HughesChief Compliance Officer
- Jeffrey J. CullenChief Executive Officer
- Deane J. MayerhoferChief Operating Officer
Custody and brokerage
2 custodians
- Principal Securities$3.3B59%
- Empower Financial Services$2.3B41%
Other RIAs using Principal SecuritiesOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Wellth Advisory Services, LLC is a hybrid RIA: 27 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed August 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Associated persons of WELLth Advisory Services may also be registered representatives of LPL.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 1,406 | $26B | 97% |
| High-net-worth individuals | 246 | $390M | 1% |
| Individuals | 2,188 | $372M | 1% |
| Charitable organizations | 13 | $27M | <1% |
| Corporations or other businesses | 34 | $14M | <1% |
Disciplinary disclosures
Wellth Advisory Services, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗srpretire.com ↗
AtlasMembers
The full record on Wellth Advisory Services, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 385 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wellth Advisory Services, LLC manage?
Wellth Advisory Services, LLC reports $26.7 billion in regulatory assets under management across 3,889 accounts, 35% of it on a discretionary basis, on its Form ADV filed August 31, 2026.
What kind of firm is Wellth Advisory Services, LLC?
Wellth Advisory Services, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Wellth Advisory Services, LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($25.9 billion, 1,406 clients); high-net-worth individuals ($390 million, 246 clients); individuals ($372 million, 2,188 clients).
Does Wellth Advisory Services, LLC have any disciplinary history?
Wellth Advisory Services, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Wellth Advisory Services, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →