Chief Operating Officer & Chief Compliance Officer · MA Private Wealth, LLC
Erica L. Arroyo
CRD 4873607 · Named on Form ADV at one SEC-registered adviser
At a glance
MA Private Wealth, LLC, an SEC-registered wealth manager based in SAN Carlos, CA with $686 million in regulatory assets, lists Erica L. Arroyo on its Form ADV as Chief Operating Officer & Chief Compliance Officer, a control person.
Firms and roles
- MA Private Wealth, LLCChief Operating Officer & Chief Compliance OfficerWealth manager · SAN Carlos, CA · $686M in regulatory assets
AtlasMembers
Erica’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2009 (17 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Erica’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Martin S. MillerManaging Member, MA Private Wealth, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erica’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.