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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Valencia, CA

Every SEC-registered investment adviser representative at a firm office in Valencia, with the firms that employ the most of them.

141 registered advisors work in Valencia; the most are at Prosperitas Financial, LLC (29). 15 list the CFP designation and 85 are also registered broker representatives.

Firms with the most advisors in Valencia

FirmAdvisors in Valencia
Prosperitas Financial, LLC29
LPL Financial LLC news17
Morgan Stanley news14
Cetera Investment Advisers LLC news9
Edward Jones news7
State Farm Investment Management Corp.5
J.P. Morgan Securities LLC news4
Martin & Company4
Thrivent Investment Management Inc.4
Eagle Wealth Management Group Inc.3
Global Financial Advisory Services, Inc.3
M2 Capital Advisors3
Osaic Wealth, Inc. news3
Raymond James Financial Services Advisors, Inc. news3
Think Wealth, LLC3
Wells Fargo Clearing Services, LLC news3
Ep Wealth Advisors2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Mont Blanc Asset, Inc.2
Acrylic Financial, Inc.1
Advus Financial Partners, LLC1
Ameriprise Financial Services, LLC news1
Avinci Wealth Management, Inc.1
Berthel, Fisher & Company Financial Services, Inc.1
Creative Planning Institutional Advisors, LLC news1

Advisors in Valencia, A to Z

CFP advisors in Valencia →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Valencia, CA?

141 investment adviser representatives are registered at firm offices in Valencia, California, according to the SEC's Investment Adviser Public Disclosure records. 85 of them are also registered as broker representatives, and 15 list the CFP designation.

Which firm has the most financial advisors in Valencia?

Prosperitas Financial, LLC, with 29 registered advisors in Valencia, followed by LPL Financial LLC with 17.

How do I check a financial advisor in Valencia?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.