Financial ADVSR advisor directory · SEC adviser records
Osaic Wealth, Inc. financial advisors in Valencia, CA
Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Valencia, A to Z.
The short answer
3 registered advisors work at Osaic Wealth, Inc. in Valencia, out of 7,287 at the firm nationwide; it ranks number 13 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.
Osaic Wealth, Inc. advisors in Valencia, A to Z
Every Osaic Wealth, Inc. advisor →- Charles H. CurtinAlso a broker rep
- Bruce K. GendeinChartered Financial Consultant · Also a broker rep
- Karen I. Malkoff-HattonCertified Financial Planner · Also a broker rep
Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Wealth, Inc. advisors in other cities
Scottsdale, AZ 291Maumee, OH 54Omaha, NE 53Raleigh, NC 51Houston, TX 47Melville, NY 46San Diego, CA 46Honolulu, HI 45Irvine, CA 45Southfield, MI 42Rochester, NY 40Lincoln, NE 38Overland Park, KS 38Wichita, KS 36Dallas, TX 33
Other firms in Valencia
All Valencia advisors →Prosperitas Financial, LLC 29LPL Financial LLC 17Morgan Stanley 14Cetera Investment Advisers LLC 9Edward Jones 7State Farm Investment Management Corp. 5J.P. Morgan Securities LLC 4Martin & Company 4Thrivent Investment Management Inc. 4Eagle Wealth Management Group Inc. 3Global Financial Advisory Services, Inc. 3M2 Capital Advisors 3
Questions
How many financial advisors does Osaic Wealth, Inc. have in Valencia?
3 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Valencia, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,287 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.
Is Osaic Wealth, Inc. one of the largest advisor employers in Valencia?
Osaic Wealth, Inc. ranks number 13 in Valencia by registered advisors; Prosperitas Financial, LLC has the most, with 29.
How do I check a Osaic Wealth, Inc. advisor in Valencia?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.