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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Oxnard, CA

Every SEC-registered investment adviser representative at a firm office in Oxnard, with the firms that employ the most of them.

102 registered advisors work in Oxnard; the most are at Morgan Stanley (30). 8 list the CFP designation and 93 are also registered broker representatives.

Firms with the most advisors in Oxnard

FirmAdvisors in Oxnard
Morgan Stanley news30
LPL Financial LLC news9
Merrill Lynch, Pierce, Fenner & Smith Incorporated news8
Stifel, Nicolaus & Company, Incorporated news8
Cetera Investment Advisers LLC news5
Charles Schwab & Co., Inc. news5
Edward Jones news5
Osaic Wealth, Inc. news5
Wells Fargo Clearing Services, LLC news4
Cetera Planning Partners news3
Strategic Advisers LLC3
Accrescent Capital Management LLC1
Ameriprise Financial Services, LLC news1
Burr Financial Services, LLC1
Creativeone Wealth, LLC1
Cw Advisors, LLC1
Equitable Advisors, LLC news1
Geometric Wealth Advisors, LLC1
Hardworking Capital Advisors, LLC1
Hbw Advisory Services LLC1
Janis Financial, LLC1
Kestra Advisory Services, LLC news1
MML Investors Services, LLC1
Momentum Independent Network Inc.1
Park Avenue Securities LLC1

Advisors in Oxnard, A to Z

CFP advisors in Oxnard →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Oxnard, CA?

102 investment adviser representatives are registered at firm offices in Oxnard, California, according to the SEC's Investment Adviser Public Disclosure records. 93 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Oxnard?

Morgan Stanley, with 30 registered advisors in Oxnard, followed by LPL Financial LLC with 9.

How do I check a financial advisor in Oxnard?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.