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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Oxnard, CA

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Oxnard, A to Z.

The short answer

8 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oxnard, out of 22,882 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 8 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Oxnard, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175

Other firms in Oxnard

All Oxnard advisors →

Morgan Stanley 30LPL Financial LLC 9Stifel, Nicolaus & Company, Incorporated 8Cetera Investment Advisers LLC 5Charles Schwab & Co., Inc. 5Edward Jones 5Osaic Wealth, Inc. 5Wells Fargo Clearing Services, LLC 4Cetera Planning Partners 3Strategic Advisers LLC 3

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Oxnard?

8 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Oxnard, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Oxnard?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 3 in Oxnard by registered advisors; Morgan Stanley has the most, with 30.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Oxnard?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.