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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lodi, CA

Every SEC-registered investment adviser representative at a firm office in Lodi, with the firms that employ the most of them.

The short answer

55 registered advisors work in Lodi; the most are at Ameriprise Financial Services, LLC (6). 6 list the CFP designation and 48 are also registered broker representatives.

Firms with the most advisors in Lodi

FirmAdvisors in Lodi
Ameriprise Financial Services, LLC news6
LPL Financial LLC news6
Cetera Investment Advisers LLC news5
Edward Jones news4
Osaic Wealth, Inc. news4
Valley Wealth Strategies, LLC4
Raymond James Financial Services Advisors, Inc. news3
State Farm Investment Management Corp.3
Wells Fargo Clearing Services, LLC news3
Commonwealth Financial Network news2
Al Locy Financial Services LLC1
Arbor Family Wealth Advisors, Inc.1
Aspire Advisory Services1
Delta Capital Management1
Eagle Strategies LLC1
Emerson Equity LLC1
Independent Financial Group, LLC1
J.P. Morgan Securities LLC news1
MML Investors Services, LLC1
McCann Investment Management LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Modern Wealth Management, LLC1
Spc1
Strategic Advisers LLC1
Thrivent Investment Management Inc.1

Advisors in Lodi, A to Z

CFP advisors in Lodi →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Lodi, CA?

55 investment adviser representatives are registered at firm offices in Lodi, California, according to the SEC's Investment Adviser Public Disclosure records. 48 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Lodi?

Ameriprise Financial Services, LLC, with 6 registered advisors in Lodi, followed by LPL Financial LLC with 6.

How do I check a financial advisor in Lodi?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.