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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Berkeley, CA

Every SEC-registered investment adviser representative at a firm office in Berkeley, with the firms that employ the most of them.

The short answer

115 registered advisors work in Berkeley; the most are at Strategic Advisers LLC (28). 16 list the CFP designation and 60 are also registered broker representatives.

Firms with the most advisors in Berkeley

FirmAdvisors in Berkeley
Strategic Advisers LLC28
North Berkeley Wealth Management, LLC10
Charles Schwab & Co., Inc. news8
J.P. Morgan Securities LLC news7
Willow Grove Advisors, LLC6
Affinity Capital Advisors LLC5
Blume Capital Management, Inc.4
Citigroup Global Markets Inc. news4
Elmwood Wealth Management4
State Farm Investment Management Corp.4
Clayton Partners LLC3
Adasina Social Capital2
Eagle Strategies LLC2
Ep Wealth Advisors2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Transamerica Financial Advisors, LLC2
Wells Fargo Clearing Services, LLC news2
Ai Funds1
Ascensus Investment Advisors, LLC1
Cetera Investment Advisers LLC news1
Creative Planning news1
D.A. Flowers & Company, LLC1
Earned Wealth Advisors, LLC1
Effective Finance LLC1
Empowering Financial1

Advisors in Berkeley, A to Z

CFP advisors in Berkeley →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Berkeley, CA?

115 investment adviser representatives are registered at firm offices in Berkeley, California, according to the SEC's Investment Adviser Public Disclosure records. 60 of them are also registered as broker representatives, and 16 list the CFP designation.

Which firm has the most financial advisors in Berkeley?

Strategic Advisers LLC, with 28 registered advisors in Berkeley, followed by North Berkeley Wealth Management, LLC with 10.

How do I check a financial advisor in Berkeley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.