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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Middletown, CT

Every SEC-registered investment adviser representative at a firm office in Middletown, with the firms that employ the most of them.

24 registered advisors work in Middletown; the most are at Raymond James Financial Services Advisors, Inc. (4). 0 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in Middletown

FirmAdvisors in Middletown
Raymond James Financial Services Advisors, Inc. news4
Mullaney Keating & Wright Inc.3
Elite Capital Management Group, LLC2
Wealth Management Advisers, LLC2
Cambridge Investment Research Advisors, Inc. news1
Commonwealth Financial Network news1
Creative Planning news1
Edward Jones news1
Empower Advisory Group, LLC1
Foundations Investment Advisors LLC1
LPL Financial LLC news1
Lifestyle Financial Strategies, LLC1
MML Investors Services, LLC1
Private Client Services, LLC1
Sequent Planning, LLC1
Stancorp Investment Advisers, Inc.1
Strategic Advisers LLC1

Advisors in Middletown, A to Z

Search all of Connecticut →

Other cities in Connecticut

All of Connecticut →

Stamford 976Greenwich 659Glastonbury 429Westport 408West Hartford 374Fairfield 292New Haven 272Hartford 249Shelton 246Farmington 218Windsor 150Darien 145Guilford 114Madison 110Ridgefield 104Mystic 93Norwalk 93Danbury 80Milford 77New Canaan 76Southbury 76Avon 71North Haven 69Hamden 68

Questions

How many financial advisors are in Middletown, CT?

24 investment adviser representatives are registered at firm offices in Middletown, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Middletown?

Raymond James Financial Services Advisors, Inc., with 4 registered advisors in Middletown, followed by Mullaney Keating & Wright Inc. with 3.

How do I check a financial advisor in Middletown?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.