Wealth manager, independent · Omaha, NE
Sequent Planning, LLC
SEC-registered investment adviser · CRD 160381 · SEC 801-113971
At a glance
Sequent Planning, LLC is an SEC-registered investment adviser based in Omaha, Nebraska, with $589 million in regulatory assets under management as of its Form ADV filed August 14, 2026. Its largest client group by assets is individuals, and it reports 6,015 individual clients. By Form ADV it is a wealth manager, ranked 2,525th of 8,915 wealth managers and 7,162nd of 17,210 SEC-registered advisers by assets.
Main office 402-953-3544sequentplanning.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $589M
- Rank among wealth managers
- #2,525 of 8,915
- Rank among all SEC RIAs
- #7,162 of 17,210
- Rank in Nebraska
- #33 of 71
- Individual clients
- 6,015
- High-net-worth clients
- 45
- Accounts
- 6,015
- Discretionary
- 90% of AUM
- Employees
- 102
- Advisory staff
- 76
- Offices
- 64
Owners and executives on its Form ADV
- Chelsea KiehlerManaging Principal
- Andrea ButlerChief Compliance Officer
- Mark T. HunterPrincipal/corporate Signing Authority
Custody and brokerage
Broker-dealer
Hybrid RIA
Sequent Planning, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 5,970 | $509M | 86% |
| High-net-worth individuals | 45 | $81M | 14% |
Disciplinary disclosures
Sequent Planning, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗sequentplanning.com ↗
AtlasMembers
The full record on Sequent Planning, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 4,982 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sequent Planning, LLC manage?
Sequent Planning, LLC reports $589 million in regulatory assets under management across 6,015 accounts, 90% of it on a discretionary basis, on its Form ADV filed August 14, 2026.
What kind of firm is Sequent Planning, LLC?
Sequent Planning, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Sequent Planning, LLC’s clients?
By assets, its largest client types are individuals ($509 million, 5,970 clients); high-net-worth individuals ($81 million, 45 clients).
Does Sequent Planning, LLC have any disciplinary history?
Sequent Planning, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sequent Planning, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →