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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Yorba Linda, CA

Every SEC-registered investment adviser representative at a firm office in Yorba Linda, with the firms that employ the most of them.

The short answer

44 registered advisors work in Yorba Linda; the most are at J.P. Morgan Securities LLC (6). 2 list the CFP designation and 34 are also registered broker representatives.

Firms with the most advisors in Yorba Linda

FirmAdvisors in Yorba Linda
J.P. Morgan Securities LLC news6
Osaic Wealth, Inc. news4
Edward Jones news3
State Farm Investment Management Corp.3
Vela Consulting, LLC3
Ark Wealth Advisors, LLC2
Citigroup Global Markets Inc. news2
Eagle Strategies LLC2
LPL Financial LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Ameriprise Financial Services, LLC news1
Calton & Associates, Inc.1
Cetera Investment Advisers LLC news1
Equitable Advisors, LLC news1
Gerry Dransfeldt Ria, Inc.1
Hamilton-Bates Investment Research, Inc.1
Hsbc Securities (USA) Inc.1
Hypo Financial Services And Investment Adviser1
LPL Enterprise, LLC news1
Nwf Advisory Services Inc.1
Pacific Wealth Care Inc.1
Parsonex Advisory Services, Inc.1
Planmember Securities Corporation1
Schwab Wealth Advisory, Inc. news1
Strategic Advisers LLC1

Advisors in Yorba Linda, A to Z

CFP advisors in Yorba Linda →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Yorba Linda, CA?

44 investment adviser representatives are registered at firm offices in Yorba Linda, California, according to the SEC's Investment Adviser Public Disclosure records. 34 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Yorba Linda?

J.P. Morgan Securities LLC, with 6 registered advisors in Yorba Linda, followed by Osaic Wealth, Inc. with 4.

How do I check a financial advisor in Yorba Linda?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.