Broker-dealer firm · Englewood, CO
Parsonex Advisory Services, Inc.
SEC-registered investment adviser · CRD 160275 · SEC 801-74543
At a glance
Parsonex Advisory Services, Inc. is an SEC-registered investment adviser based in Englewood, Colorado, with $271 million in regulatory assets under management as of its Form ADV filed June 10, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 330 individual clients. By Form ADV it is a broker-dealer firm, ranked 264th of 391 broker-dealer firms and 10,687th of 17,210 SEC-registered advisers by assets.
Main office 303-662-8700parsonexadvisory.comAs filed on Form ADV
- Regulatory AUM
- $271M
- Rank among broker-dealer firms
- #264 of 391
- Rank among all SEC RIAs
- #10,687 of 17,210
- Rank in Colorado
- #205 of 359
- Individual clients
- 330
- High-net-worth clients
- 60
- Accounts
- 1,079
- Discretionary
- 100% of AUM
- Employees
- 24
- Advisory staff
- 2
- Offices
- 3
Owners and executives on its Form ADV
Custody and brokerage
Custodian
Parsonex Advisory Services, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Parsonex Advisory Services, Inc. is a hybrid RIA: 11 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Parsonex Capital Markets, LLC and Parsonex Securities, Inc..
- Parsonex Capital Markets, LLC ↗CRD 169578
- Parsonex Securities, Inc. ↗CRD 144412
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, July 2026
Its Form ADV brochure (filed March 2026) names Parsonex Securities as the broker-dealer its advisers are registered with.
Many of Parsonex Advisory Services IARs are dually registered with Parsonex Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 60 | $147M | 54% |
| Individuals | 270 | $91M | 34% |
| Pooled investment vehicles | 1 | $33M | 12% |
Private funds
Parsonex Advisory Services, Inc. reports 1 private funds with $30M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Parsonex Advisory Services, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Subscription fees
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗parsonexadvisory.com ↗
AtlasMembers
The full record on Parsonex Advisory Services, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 161 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Parsonex Advisory Services, Inc. manage?
Parsonex Advisory Services, Inc. reports $271 million in regulatory assets under management across 1,079 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 10, 2026.
What kind of firm is Parsonex Advisory Services, Inc.?
Parsonex Advisory Services, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Parsonex Advisory Services, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($147 million, 60 clients); individuals ($91 million, 270 clients); pooled investment vehicles ($33 million, 1 clients).
Does Parsonex Advisory Services, Inc. manage private funds?
Yes. It reports 1 private funds with $30 million in gross assets, including other private funds.
Does Parsonex Advisory Services, Inc. have any disciplinary history?
Parsonex Advisory Services, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Parsonex Advisory Services, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →