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Investment adviser representative · Hamilton-Bates Investment Research, Inc.

Franklin J. Garcia

CRD 1725624 · Yorba Linda, CA

At a glance

Franklin J. Garcia is an investment adviser representative with Hamilton-Bates Investment Research, Inc. in Yorba Linda, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Franklin’s SEC record dates to 2012, about 14 years ago.

Current advisory firm

  • Hamilton-Bates Investment Research, Inc.Since November 2025Yorba Linda, CA · State-registered or not in the SEC’s list

SEC adviser record

Registered since
2012 (14 years)
Designations
None on file
Exams
–
Registered in
1 state
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Franklin’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
3 firmsLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.

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