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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Newbury Park, CA

Every SEC-registered investment adviser representative at a firm office in Newbury Park, with the firms that employ the most of them.

28 registered advisors work in Newbury Park; the most are at Kestra Advisory Services, LLC (3). 6 list the CFP designation and 21 are also registered broker representatives.

Firms with the most advisors in Newbury Park

FirmAdvisors in Newbury Park
Kestra Advisory Services, LLC news3
Thrivent Investment Management Inc.3
Cetera Investment Advisers LLC news2
Chaos Solved, Inc.2
Edward Jones news2
LPL Financial LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Ameriprise Financial Services, LLC news1
C 3 Financial Strategies1
Citigroup Global Markets Inc. news1
Dynamic1
Forward 3601
Hewitt Wealth Management Inc.1
J.P. Morgan Securities LLC news1
Jbb Financial, LLC1
Osaic Wealth, Inc. news1
Strategic Advisers LLC1
Thrivent Advisor Network, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Newbury Park, A to Z

CFP advisors in Newbury Park →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Newbury Park, CA?

28 investment adviser representatives are registered at firm offices in Newbury Park, California, according to the SEC's Investment Adviser Public Disclosure records. 21 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Newbury Park?

Kestra Advisory Services, LLC, with 3 registered advisors in Newbury Park, followed by Thrivent Investment Management Inc. with 3.

How do I check a financial advisor in Newbury Park?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.