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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Fountain Valley, CA

Every SEC-registered investment adviser representative at a firm office in Fountain Valley, with the firms that employ the most of them.

67 registered advisors work in Fountain Valley; the most are at Citigroup Global Markets Inc. (27). 6 list the CFP designation and 64 are also registered broker representatives.

Firms with the most advisors in Fountain Valley

FirmAdvisors in Fountain Valley
Citigroup Global Markets Inc. news27
LPL Financial LLC news6
Merrill Lynch, Pierce, Fenner & Smith Incorporated news5
Edward Jones news4
J.P. Morgan Securities LLC news4
Raymond James Financial Services Advisors, Inc. news2
Transamerica Financial Advisors, LLC2
U.S. Bancorp Advisors, LLC2
Wells Fargo Clearing Services, LLC news2
Ameriprise Financial Services, LLC news1
Cambridge Investment Research Advisors, Inc. news1
Cetera Investment Advisers LLC news1
Continuum Advisory, LLC1
Financial Analytical Services, Inc.1
Goldman Sachs Wealth Services, L.P. news1
Laguna Wealth Advisors, LLC1
Osaic Institutions, Inc. news1
Perennial Financial Services1
Recalibrating Wealth1
Regal Investment Advisors LLC1
State Farm Investment Management Corp.1
Strategic Advisers LLC1

Advisors in Fountain Valley, A to Z

CFP advisors in Fountain Valley →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Fountain Valley, CA?

67 investment adviser representatives are registered at firm offices in Fountain Valley, California, according to the SEC's Investment Adviser Public Disclosure records. 64 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Fountain Valley?

Citigroup Global Markets Inc., with 27 registered advisors in Fountain Valley, followed by LPL Financial LLC with 6.

How do I check a financial advisor in Fountain Valley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.