Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Alhambra, CA
Every SEC-registered investment adviser representative at a firm office in Alhambra, with the firms that employ the most of them.
43 registered advisors work in Alhambra; the most are at J.P. Morgan Securities LLC (6). 3 list the CFP designation and 38 are also registered broker representatives.
Firms with the most advisors in Alhambra
Advisors in Alhambra, A to Z
CFP advisors in Alhambra →- Joshua AwumaCetera Investment Advisers LLC
- Luke M. ButligState Farm Investment Management Corp.
- Hugo H. ChanKcllc
- Karen H. ChanMML Investors Services, LLC
- Jason ChauJ.P. Morgan Securities LLC
- Annie P. ChenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Scott G. ChenEquitable Advisors, LLC
- Powen ChengState Farm Investment Management Corp.
- George ChiuEquity Services, Inc.
- Charmaine ChowJ.P. Morgan Securities LLC
- Jay W. DingMML Investors Services, LLC
- Qiang DuanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven DuenasStrategic Advisers LLC
- Patrick M. EganInternational Assets Investment Management, LLC
- Cesar FrancoOsaic Wealth, Inc.
- Andrew L. FungStrategic Advisers LLC
- Jason M. FungMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Darin B. GuthrieOpus Private Wealth Group, LLC
- Merbert M. HsuState Farm Investment Management Corp.
- Wenbo JiangCitigroup Global Markets Inc.
- Samuel D. LambState Farm Investment Management Corp.
- Janice LangEquity Services, Inc.
- Jialing LangCapital Client Group, Inc. · Chartered Financial Analyst
- Samuel K. LauMML Investors Services, LLC
- Alexander E. LessardIndependent Financial Group, LLC
- Lily LiWells Fargo Clearing Services, LLC
- Tony LiangJ.P. Morgan Securities LLC
- Guo W. LiuStone Steps Financial, LLC · Certified Financial Planner
- Ronny C. LiuEquitable Advisors, LLC · Chartered Financial Consultant
- Parker T. LocascioState Farm Investment Management Corp.
- Jeffrey H. MaWells Fargo Clearing Services, LLC
- Vincent MaldonadoGwn Securities Inc.
- Jesus QuezadaAlexander Capital Wealth Management LLC
- Maxwell J. StanleyMML Investors Services, LLC
- Lilta TalavatJ.P. Morgan Securities LLC
- Bryant S. TchanWells Fargo Clearing Services, LLC
- Javier R. ValenzuelaCambridge Investment Research Advisors, Inc.
- Richard ValleMorgan Stanley
- Pamela R. VillarrealCetera Investment Advisers LLC · Certified Financial Planner
- Donna WangJ.P. Morgan Securities LLC
- Han WengState Farm Investment Management Corp. · Chartered Financial Consultant
- John Wu JrFamily Style Advisors LLC · Certified Financial Planner
- Mingming ZhangJ.P. Morgan Securities LLC
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Alhambra, CA?
43 investment adviser representatives are registered at firm offices in Alhambra, California, according to the SEC's Investment Adviser Public Disclosure records. 38 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in Alhambra?
J.P. Morgan Securities LLC, with 6 registered advisors in Alhambra, followed by State Farm Investment Management Corp. with 6.
How do I check a financial advisor in Alhambra?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.